Please note: prices shown above are exclusive of VAT (20%).
Delegates gain a detailed understanding of compliance obligations specific to the financial sector. The course covers regulatory frameworks, supervisory expectations, and reporting standards. Participants study best practices for implementing internal controls and managing regulatory relationships. The programme prepares professionals to ensure compliance while supporting sustainable financial performance.
Finance and accounting professionals seeking to enhance strategic and analytical capabilities. Past delegates have included:
Governance Structures in Financial Institutions
Embedding Ethics and Accountability
Understanding Regulatory Frameworks and Global Standards
Implementing Risk-Based Compliance Strategies
Conducting Investigations and Ensuring Audit Readiness
Available online, in-house at your organisation or in-house with LCT in London or Dubai, our Corporate Governance Course for Financial Institutions provides comprehensive training for regulatory authorities, board and committee members, secretaries, shareholder representatives, senior managers, corporate lawyers, investors and marketing specialists at any financial institution keen on fortifying its governance framework and keeping up with global best practices.
This course offers a holistic dive into the contemporary world of corporate governance, touching upon international events that have catalysed governance reforms and providing clarity on agency risks and moral hazards. It delves into the nuances of both US-style legislation, like the Sarbanes Oxley Act, and the UK’s voluntary codes, all while highlighting global standards and the roles of influential regulatory bodies such as the OECD, Basel Committee, and Central Banks.
With a special focus on the symbiotic relationship between Corporate Governance, Risk Management, and Compliance (GRC) in financial institutions, participants will gain insight into the growth and interplay of these topics, the essence of Enterprise Risk Management, and the pivotal role of internal controls. The course also emphasises the critical need for transparency and disclosure for shareholders and other stakeholders.
The course also provides modules on the foundational principles of governance, including the OECD Code and the unique governance requirements of the financial sector. A dedicated segment on Environmental, Social, and Governance (ESG) explores its relationship with corporate governance, debunking myths and elucidating the role of regulators in this arena.
To finish up, the course covers what an exemplary financial institution looks like from a governance perspective, shedding light on board structures, roles of various board members, and the increasing significance of Independent Non-Executive Directors (INEDs) and crucial board committees. Concluding with a comprehensive questionnaire, participants will have the opportunity to consolidate their knowledge, ensuring retention and application in their professional endeavours.
Enrol your team today on our Corporate Governance Course for Financial Institutions by contacting the team at LCT to register your interest.
For more senior staff with corporate governance experience, we also offer an Advanced Corporate Governance for Financial Institutions course to cover more in-depth principles, compliance and risk management.
Available online, in-house at your organisation or in-house with LCT in London or Dubai, our Corporate Governance Course for Financial Institutions provides comprehensive training for regulatory authorities, board and committee members, secretaries, shareholder representatives, senior managers, corporate lawyers, investors and marketing specialists at any financial institution keen on fortifying its governance framework and keeping up with global best practices.
This course offers a holistic dive into the contemporary world of corporate governance, touching upon international events that have catalysed governance reforms and providing clarity on agency risks and moral hazards. It delves into the nuances of both US-style legislation, like the Sarbanes Oxley Act, and the UK’s voluntary codes, all while highlighting global standards and the roles of influential regulatory bodies such as the OECD, Basel Committee, and Central Banks.
With a special focus on the symbiotic relationship between Corporate Governance, Risk Management, and Compliance (GRC) in financial institutions, participants will gain insight into the growth and interplay of these topics, the essence of Enterprise Risk Management, and the pivotal role of internal controls...
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